July’s Compliance Tip of the Month
July’s compliance tip is focused on deficiencies cited during a survey when surveyors are not able to determine that the organization has developed and implemented an antibiotic stewardship program. Specific challenge areas include the education and training of both staff and medical staff and the incorporation of the program into the QAPI process. The CMS Regulation has been included here as a reference.
§482.42 Condition of Participation: Infection Prevention and Control and Antibiotic Stewardship Programs
The hospital must have active hospital-wide programs for the surveillance, prevention, and control of HAIs and other infectious diseases, and for the optimization of antibiotic use through stewardship. The programs must demonstrate adherence to nationally recognized infection prevention and control guidelines, as well as to best practices for improving antibiotic use where applicable, and for reducing the development and transmission of HAIs and antibiotic resistant organisms. Infection prevention and control problems and antibiotic use issues identified in the programs must be addressed in collaboration with the hospital-wide quality assessment and performance improvement (QAPI) program.
(a) Standard: Infection prevention and control program organization and policies. The hospital must demonstrate that:
- An individual (or individuals), who is qualified through education, training, experience, or certification in infection prevention and control, is appointed by the governing body as the infection preventionist(s)/infection control professional(s) responsible for the infection prevention and control program and that the appointment is based on the recommendations of medical staff leadership and nursing leadership;
- The hospital infection prevention and control program, as documented in its policies and procedures, employs methods for preventing and controlling the transmission of infections within the hospital and between the hospital and other institutions and settings;
§482.42(c)(1) Standard: Leadership responsibilities
- The governing body must ensure all of the following:
- Systems are in place and operational for the tracking of all infection surveillance, prevention, and control, and antibiotic use activities, in order to demonstrate the implementation, success, and sustainability of such activities.
- All HAIs and other infectious diseases identified by the infection prevention and control program as well as antibiotic use issues identified by the antibiotic stewardship program are addressed in collaboration with hospital QAPI leadership.
- The infection preventionist(s)/infection control professional(s) is responsible for:]
- Communication and collaboration with the antibiotic stewardship program.
- The leader(s) of the antibiotic stewardship program is responsible for:
- The development and implementation of a hospital-wide antibiotic stewardship program, based on nationally recognized guidelines, to monitor and improve the use of antibiotics.
- All documentation, written or electronic, of antibiotic stewardship program activities.
- Communication and collaboration with medical staff, nursing, and pharmacy leadership, as well as with the hospital’s infection prevention and control and QAPI programs, on antibiotic use issues.
- Competency-based training and education of hospital personnel and staff, including medical staff, and, as applicable, personnel providing contracted services in the hospital, on the practical applications of antibiotic stewardship guidelines, policies, and procedures.
CIHQ encourages organizations to evaluate their programs in order to identify compliance issues and develop and implement a plan to eliminate the potential for a deficiency to be cited during survey.
The following resources are provided to CIHQ accredited organization as well as ARS member to assist with compliance to this regulation:
ARS provides accredited hospitals will the following in order to assist with compliance to this regulation:
ARS Resource Library Documents:
- #3025 – Policy – Antibiotic Stewardship Program
- #1127 – Form – Antibiotic Stewardship Program Monitoring Evaluation Form
- #3014 – Tool – Antibiotic Stewardship – Physician and Staff Information Sheet
- #3016 – Tool – Antibiotic Stewardship Guideline for Management of Clostridium Difficile Toxin
- #3017 – Tool – Antibiotic Stewardship Guideline for Treatment of Community Acquired Pneumonia
- #1131 – Tool – Antibiotic Stewardship Guideline for Treatment of Skin and Soft Tissue Infections
- #1132 – Tool – Antibiotic Stewardship Guideline for Treatment of Urinary Tract Infections