Accreditation & Regulatory Journal
February 2023

News You Can Use

February’s Compliance Tip of the Month

The compliance tip of the month for February is focused on contract services specifically related to The requirement to evaluate the quality of the services provided at least annually as well as the requirement regarding metrics that are established to aid in the evaluation process.
The challenge for organizations seems to center around the incorporation of the evaluations into the QAPI program including the data gathered. This is typically cited in two Conditions of Participation, one at Governing Body and again at QAPI.
The CMS regulations are included below. Additionally, the CMS interpretive Guidelines are included for further clarification if available.
§482.12(e) Standard: Contracted Services
The governing body must be responsible for services furnished in the hospital whether or not they are furnished under contracts. The governing body must ensure that a contractor of services (including one for shared services and joint ventures) furnishes services that permit the hospital to comply with all applicable conditions of participation and standards for the contracted services.
Interpretive Guidelines §482.12(e)
The governing body has the responsibility for assuring that hospital services are provided in compliance with the Medicare Conditions of participation and according to acceptable standards of practice, irrespective of whether the services are provided directly by hospital employees or indirectly by contract. The governing body must take actions through the hospital’s QAPI program to: assess the services furnished directly by hospital staff and those services provided under contract, identify quality and performance problems, implement appropriate corrective or improvement activities, and to ensure the monitoring and sustainability of those corrective or improvement activities. See §482.21 QAPI.
§482.21 Condition of Participation: Quality Assessment and Performance Improvement Program
The hospital must develop, implement, and maintain an effective, ongoing, hospital-wide, data-driven quality assessment and performance improvement program. The hospital’s governing body must ensure that the program reflects the complexity of the hospital’s organization and services; involves all hospital departments and services (including those services furnished under contract or arrangement); and focuses on indicators related to improved health outcomes and the prevention and reduction of medical errors. The hospital must maintain and demonstrate evidence of its QAPI program for review by CMS.
Interpretive Guidelines §482.12(e)
There are no interpretive guidelines for this standard
The following resources are provided to CIHQ accredited organization as well as ARS member to assist with compliance to this regulation:
ARS Resource Library:
#1800 – Form – Contract Service Evaluation Tool
#1096 – Form – Contract Service MOU on Expectations Defined in Writing
#1827 – Policy – Management of Contract Services
#1022 – Tool – Patient Care Contract Services Tracking Log
#1040 – Tool – Quality Metrics to Evaluate Contract Services
ARS Continuing Education Center:
#19 – CMS Requirements for Contract Services

CIHQ Applications to CMS as an Accrediting Organization and Expansion of Accreditation Programs - Update

CIHQ is on track for redesignation by CMS as an approved accrediting organizations for hospitals. We were approved and published in the Federal Register on December 19, 2022. Below is a link for your reference. Federal Register :: Public Inspection: Medicare and Medicaid Programs: Application from the Center for Improvement in Healthcare Quality for Continued Approval of its Hospital Accreditation
The longest designation that CMS can award is for six years. CIHQ was awarded a five-year designation. This was determined based on budgetary issues at CMS. They were not able to shadow a survey which is a part of the application process which prohibited them from awarding the full six years.
CIHQ is expanding its accreditation programs to Critical Access Hospitals.
  • Submission of the Application – Submitted on October 4, 2022.
  • The application has been deemed complete by CMS and the review of the CIHQ standards crosswalk to CMS CoP for CAH has begun. We will keep you updated as we move through this process. We have completed the five pilot surveys and wish to thank them for allowing us to pilot our process in their hospital.
    • Northeastern Vermont Regional Hospital
    • Jackson County Hospital District
    • Glen Medical Center
    • Union County General Hospital
    • Pawnee Valley Community Hospital
  • Next steps will be a virtual office review occurring on January 19 – 20, 2023, and shadow survey scheduled for February 2023.
  • We will be published in the Federal Register on or by May 26, 2023
CIHQ is expanding its accreditation programs to Critical Access Hospitals.
  • Submission of the Application – Submission is scheduled for February 2023
  • The application, standards and process review will occur. We will complete the five pilot surveys and wish to thank them for allowing us to pilot our process in their hospital.
    • Griffin Memorial Medical Center
    • SD Human Services Center
    • Adventist Health Vallejo
    • East End Behavioral Health Hospital
    • Glendora Hospital – A College Behavioral Health Hospital
  • Next steps will be a virtual office review, and shadow survey (dates to be determined)

CIHQ Accreditation Survey Top Findings July 1 – December 31, 2022

CIHQ analyzes findings cited during accreditation surveys in order to track and trend the top findings. We do this primarily to evaluate whether or not ARS is supplying sufficient and effective resources to assist our facilities with compliance. This also guides the decision to add more tools and resources in order to facilitate compliance. This tracking is also used to evaluate the quality and consistency of how standards are applied and cited.
Below are the top condition-level deficiencies cited during the second half of 2022.
CIHQ Standard Number Title Level of Severity Percentage Cited at Condition-Level
GL-04 Leadership Responsibilities Condition
*Note this standard is cited when condition-level deficiencies are cited regardless of the standard cited
45%
IC-07 Disinfection & Sterilization Practices Condition 31%
MM-28 Administration of Medications Condition 21%
CE-19 Inspection & Testing of Life Safety Systems Condition 17%
MR-05 Content of the Medical Record Condition 17%
CE-11 Ventilation, Lighting & Temperature Control Condition 14%
CE-14 Emergency Battery Powered Lighting Condition 10%
MM-24 Preparation of Medications Condition 10%
NS-03 Delivery of Nursing Care Condition 10%
CE-3 Provision of a Safe Environment Condition 7%
Below are the top standard-level deficiencies cited during the second half of 2022.
CIHQ Standard Number Title Level of Severity Percentage Cited at Condition-Level
CE-15 Compliance to the NFPA Life Safety Code Standard 90%
MR-05 Minimum Content of the Medical Record Standard 90%
CE-03 Provision of a Safe Environment Standard 76%
CE-13 Testing of Emergency Power Systems Standard 69%
MM-28 Administration of Medications Standard 69%
CE-10 Management of Utilities Standard 66%
CE-11 Ventilation, Lighting & Temperature Control Standard 62%
GL-04 Leadership Responsibilities Standard 55%
CE-1 Provision of Facilities Standard 48%
CE-7 Management of Hazardous Materials & Waste Standard 41%